Regulatory reporting and compliance
Regulatory reporting and compliance
Regulatory reporting and compliance systems provide automated generation, validation and submission of mandatory reports to supervisory authorities, as well as ongoing monitoring of the bank's compliance with applicable regulatory requirements. This is a key component of a sustainable, licensed and audited financial institution.
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The compliance and reporting platform is designed to ensure complete transparency and accountability of the bank to regulators - from the Central Bank to international structures. The system aggregates data from different business systems, applies control algorithms and generates reports in standardized formats (XBRL, XML, Excel, etc.), taking into account the specifics of the jurisdiction, Basel III, FATCA, CRS, IFRS standards and local regulations.
Functional capabilities:
- Automatic generation of periodic and event-based reporting to regulatory authorities;
- Control of completeness, validity and deadlines (compliance calendars);
- Support for formats and logic of reports according to the requirements of the Central Bank, MFIs, statistical and tax authorities;
- Escalation scenarios and workflow approval;
- Control of changes in the regulatory framework and adaptation of reporting to new requirements;
- Integration with DWH, AML, risk systems, ERP and document management;
- Maintaining compliance logs, managing regulatory documentation, monitoring compliance with internal and external policies.
Who works with the system within the bank:
- Compliance service
- Financial reporting and accounting
- Risk management and regulatory control
- Legal department
- IT and reporting architecture
System owners:
- Chief Compliance Officer (CCO) — chief compliance owner
- Chief Financial Officer (CFO) — for regulated reporting
- CIO/CTO - implementation of technological integrations and SLA
What strategic objectives do the proposed solutions solve
Ensures full, timely and correct fulfillment of the bank's obligations to regulators
This is critical for maintaining the license, reputation and minimizing sanctions.
Gives management confidence that the bank operates in strict compliance with legal regulations
Automation reduces the human factor and the risk of violations.
Allows you to quickly adapt to changes in the regulatory framework without failures and losses in operational efficiency
The system is flexibly configured for updates in the regulatory environment.
Make working with documents simpler and faster
Who are the solutions suitable for?
Results after solution implementation
Significant reduction of regulatory risks and risks of late reporting.
Increasing the transparency and documentation of interaction processes with supervisory authorities.
Simplify audits, inspections and internal compliance assessments.
Processes are optimized, routine operations are automated, and employees have more time for truly valuable tasks.
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IT partners
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FINEEO CS
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Fineeo — международная финтех-компания с более чем 17-летним опытом разработки решений для цифровой трансформации финансовых институтов. Мы специализируемся на создании гибких, масштабируемых и безопасных low-code платформ, которые помогают банкам, МФО, платёжным системам и другим финансовым организациям адаптироваться к современным требованиям рынка.
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